This will be your job:
In this position you support the Compliance department with carrying out the following compliance processes and activities:
- Managing the central compliance inbox and responding to mails;
- Reviewing gifts/invitations for employees and documenting the review results;
- Monitor private investment transactions and documenting the review results;
- Assessing outside positions requests and documenting the review results;
- Maintaining the correctness and completeness of trading restrictions list;
- Advising business on KYC requests from 3rd parties;
- Hit handling of potential positive market abuse and sanctions breaches;
- Assessing waivers on post trade Market abuse and Sanctions alerts;
- Define process (related to the above mentioned processes) improvements and implement those whenever necessary;
- Providing content analysis for 2nd line monitoring deep dives/1st line compliance topic projects.